Gesamtzahl der Seitenaufrufe

Donnerstag, 24. Mai 2012

Customers must submit Participation Instructions in accordance with the procedures established by CBL. // Customer ist deine depotführende Bank // sie ist der aktive teil, der instructionen an CBL zu senden hat

 also hier kann sich keine depotführende Bank darauf rausreden sie seien von der Verwahrkette von oben aus zwangsgeCACt worden.

Es war die aktive Teilnahme der depotführenden Bank (hier zum Beispiel SPK DA) gefragt und gefordert die zwangCACerei zu initiieren und durchzuführen.

Wenn ihr eure Bank dazu nicht ermächtigt habt, oder gar im Vorfeld widersprochen habt, hat die Bank meines Erachtens nach ein Problem.

also, frisch auf, schreibt die Bank an und lasst euch das Procedere erläuteren und bestätigen....


2.3What is the procedure to be followed to have a bond exchanged?

Customers must submit Participation Instructions in accordance with the procedures established by CBL.
Participation instruction must be sent exclusively via SWIFT MT565 or by responding to the event in CreationOnline (an upload function is available) to instruct and block the instructed holding.
Each instruction must include: • The ISIN code and the Corporate Action Reference of the event (please pay attention to this
combination since the Corporate Action Reference overwrites the ISIN code and will be
automatically forwarded to the exchange agent under the ISIN corresponding to the Corporate
Action Reference specified in the instruction)

• CBL account number
• The nominal amount instructed;
• The option elected (as further defined in “2.5 What are the options?” below).
Customers should refer to the respective notifications that they receive from CBL for detailed information regarding participation procedures, which may include certain special procedures.
When instructing CBL, customers will have to certify the status of the final beneficial owner, whether the beneficial owner is a U.S. person or a non-U.S. person (as further defined in “3.1 For the ISIN codes, will you need to make a distinction between U.S. or non-U.S. person?”).
Please note that instructions can be bulked at option number level paying attention to the beneficial owner status.
Neither breakdown nor disclosure of beneficial owner is requested.
Clearstream advises customers to mention their contact details on their instruction in case they need to be contacted (use PACO field).
Meeting: Holders electing to attend the meeting, where allowed, are required to mention in the narratives of their instruction the attendee details (their name, address, ID or passport number, email address and phone number) in order to request the paying agent to issue a valid voting certificate. Clearstream will automatically forward (straight through processing) the attendee details to the exchange agent and will bear no responsibility in case of erroneous or missing information.

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